6 Community and Tribal Stakeholder Considerations
The implementation of in situ remediation techniques can be controversial due to community and tribal stakeholder perspectives based on a varied understanding of site characterization and in situ remediation technologies. Unlike ex situ remediation, stakeholders do not observe truckloads of contaminated soil being removed or clean water being discharged after treatment. Progress is not readily apparent and can be difficult to assess, particularly to the nontechnical stakeholder. Conversely, there may be less community resistance given that the remediation is less visible. If trust issues are present, gaining acceptance of the remedial action by the community is challenging, particularly during the optimization process when unforeseen deficiencies in the original design may be identified or changes in site conditions that affected the remediation become apparent.
Stakeholders benefit when they can influence remedy selection and long‑term site management. Informed, constructive stakeholder involvement can assist in the decision-making process; reduce the likelihood of costly, time-consuming repeated work; and allow those in affected communities to have input into the long-term use of land, water, and other resources. If involved in the original decision-making process, community and tribal stakeholders will want to be informed on progress and potential optimization strategies throughout the cleanup, especially when progress is not satisfactory.
Various federal government, state, and sovereign tribal nations’ environmental statutes, ordinances, and acts require coordination with stakeholders and a reasonable opportunity for meaningful involvement in a project. Early and effective engagement can address concerns and educate stakeholders on the benefits of the site-specific in situ remediation technique. Communications with stakeholders can be used to:
- provide the public the opportunity to give comments and input to technical decisions
- inform the public of the remedial action progress and proposed optimization changes
- identify and resolve conflict
Specific guidance regarding relations with stakeholders is often provided by the project oversight agency, such as USEPA, DOD, or state regulators. These sources should be consulted for applicable procedures for community communication plans and minimum requirements.
6.1 Background
but communities never forget.”
Stakeholders often have valuable information about site characteristics, history, and future site use that can improve the quality of remediation process decisions. It is often said that institutions never remember, but communities never forget. Although the focus is on a primary remedy selection, follow up and optimization are often done by people whom are less familiar with the entirety of the situation than stakeholders who have been involved from the outset. This is particularly applicable in tribal situations where projects often depend on external funding sources and varying political will, and suffer from extremely high rates of staff turnover. The project benefits from the careful explanation of findings and proposals that may be needed and the extra work needed to resolve site issues raised by stakeholders. Informed stakeholders are likely to be more be open‑minded about optimizing in situ technologies. This is particularly important during the implementation process, when performance issues of the original in situ remedy design are discussed and a range of suitable adjustments is evaluated.
Each project and project site is unique in the appropriate level of stakeholder engagement for optimization of in situ treatment. The engagement of stakeholders depends on many factors. Local regulatory requirements will dictate minimum requirements. Beyond that, judgment should be applied considering:
- degree of community and tribal stakeholder involvement in the original remedial design and implementation
- technical issues that prompted the optimization review, such as:
- failure of original system to treat contaminants to specified standards
- mobilization of new contaminants not previously anticipated
- expansion of the groundwater plume
- potential impact to natural resources not previously identified
- revisions to reduce schedule and costs
- permitting and public notification requirements
- impact on local community and economy issues (for example, extended schedule, newly defined areas of concern)
After these and other site-specific factors are identified and evaluated, the appropriate approach to stakeholder involvement can be developed.
6.2 Identifying Stakeholders
ITRC public and tribal stakeholders serve as the voice of the people who are most affected in their daily lives by the problems at hand. Stakeholders add key voices, as well as balance and diversity. They provide written and verbal input on a regular basis and in accordance with the team’s project work plan schedule.
The list of the site-specific stakeholders should be continually updated. Tactics for communicating the appropriate information to the audience should be considered. Tracking communications with stakeholders ensures that notifications are issued in a timely manner and that the appropriate parties are contacted. Clear communications are critical in moving the project forward and making adjustments where appropriate.
6.3 Stakeholder Concerns
At a former chemical plant Superfund site in New Jersey, local residents who attended public meetings included Ph.D. chemists (former employees) as well as nontechnical residents.
Typical concerns of stakeholders revolve around how the changes in the remedial approach directly affect them or their constituents.
The following issues should be considered prior to communications with stakeholders:
- technical rationale for changes/optimization of an ongoing remediation
- public and tribal perception regarding changes/optimization
- regulatory impact/changes to permit conditions and reporting
- how changes will affect groundwater (for example, negatively—secondary contaminants could be mobilized, expansion of the plume, etc., and positively—treatment/capture of additional contaminants, reduction of chemical injected to the environment, etc.)
- the impact on the schedule (for example, will optimization accelerate the remediation or extend it?)
- appropriateness of public meetings (content and frequency)
Each issue could present different concerns, depending on the perspective of the stakeholder. For example, extending the schedule could be a concern to the public for local issues such as potential exposure or impact to business. For this reason, it is important to identify and understand the motivation, specific interests, and level of technical comprehension of each stakeholder. In cases involving in situ remediation on tribal lands, usual and accustomed areas, and ceded territories, it is important to realize that the cultural identity of the residents depends on the land. For example, as U.S. citizens, tribal members can assume that identity anywhere in the 50 states and live like a U.S. citizen. As a member of the Sac and Fox Nation, there is only one small place where that community exists. Remediation selection should look beyond standard health-based risk assessments to include factors that define a tribal community’s identity.
Topics that stakeholders tend to raise typically relate to individual effects to the local population and environment, including effects on:
- health
- cultural practices and traditional lifeways
- property values
- jobs and tax revenues
- local businesses
- traffic, noise, and odors
- schedule and duration of remedial activities
- natural resources damage
The level of stakeholder participation and the appropriate process for the inclusion of stakeholders must be tailored to each site and situation; however, from the formulation of the problem through the exit strategy, stakeholder issues, needs, and concerns must be taken into account.
Stakeholder concerns that may arise during the implementation of optimization are discussed below.
6.3.1 In Situ Remediation Mechanics
6.3.2 Benefits and Risk
6.3.3 Changes in Site Conditions
6.3.4 Potential for Direct Human Exposure
6.3.5 Potential for Indirect Exposure
6.3.6 Ecological Receptors
6.3.7 Public Perception of Hazard
6.3.8 Remediation Progress
6.3.9 Specific Tribal Stakeholder Concerns
6.4 Approach to Stakeholder Engagement
All interested stakeholders must have access to critical information and the opportunity to provide input to technology development decisions during the optimization process. It is particularly important at the site level to involve stakeholders in collaborative decision-making. Effective stakeholder participation can promote a more accurate understanding of the relative risks of various technologies and remediation options. Participants gain a greater understanding of the regulatory requirements and processes, as well as a greater understanding of the technologies and/or remediation techniques, and are thus more likely to accept changes to the original remedial design.
The success of engagement programs depends on effective planning and outreach to build a working relationship between stakeholders and those conducting and overseeing remediation. By reaching out and responding to stakeholders not only when required by law, but throughout the process, regulators and responsible parties can build trust with stakeholders. Finally, including stakeholders in site decisions makes them partners in a process that protects them, their families, their property, and their communities.
Where there is significant community interest, environmental decision makers may find it useful to go beyond a one-time or occasional community meeting and create a project-specific community advisory board with representatives from each segment of the community. Such boards have improved community relations at numerous DOE, DOD, and private sites across the country. Community advisory boards and/or restoration advisory boards often provide remedial project decision makers with “one-stop shopping” for community input. Relying on community advisory boards or restoration advisory boards can help work out differences among various community members, avoiding any guessing or assuming which community interest represents the public.
The following steps outline an approach for effective stakeholder engagement.
6.4.1 Plan for Stakeholder Engagement
6.4.2 Engage the Stakeholder Community Through Outreach
6.4.3 Build Trust Through Communication
6.4.4 Build Trust by Clearly Explaining Technical Concepts
6.4.5 Include Stakeholders in Decision-Making
6.4.6 Keep Stakeholders Informed of Progress and Results
6.5 Communications
Effective communications with stakeholders can be achieved through knowledge and use of communication principles and skills. Stakeholder communication should not be considered public speaking, “spinning,” or embellishing messages. It requires being open, honest, genuine, and sincere and applying verbal and nonverbal skills in a variety of situations. It also requires an ongoing commitment to practice and preparation. Multiple benefits can be achieved using risk communication principles:
- improved relationships with stakeholders, which can result in increased/maintained trust
- efficient implementation of processes because of buy-in by stakeholders
- improved public perception
- fewer legal challenges when public involvement requirements have been satisfied
- less antagonistic experience with the media
6.5.1 Stakeholder Impacts
6.5.2 Third-Party Supporters
6.5.3 Proactive Approach
6.5.4 Training
6.5.5 Media
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